Calculation of the Compensation Amount

Scenario 3 - Futures trading

Mr. Wong trades Hang Sang Index ("HSI") futures contracts:
Mr. Wong bought 5 HSI futures contracts when HSI was 13,000 and the margin required is HK$200,000 (assume HK$40,000 per HSI futures contracts)
Assume ABC Brokerage Firm defaults on 13/3/200X, then the closing HSI on the default date is used to calculate the compensation amount:
  • HSI closes at 12,850 on 13/3/200X
  • Each contract losses HK$7,500 (HK$50 for each index point) and total loss is HK$37,500 for 5 contracts


  • The balance of the futures contract margin is HK$162,500 as at the default date.





Mr. Wong should receive a compensation amount of HK$150,000.

A claimant would receive a maximum compensation amount of HK$150,000.